It's all in the mind—a suggestion that mental illnesses are more of a pushover than physical ones—has long been a favorite way to shrink
our troubles down to size. If there is any truth in this, one
implication might be that happiness is "all in the mind" too. This begs
an important question: is there some province of the gray matter where
we could bang a stake labeled "Happiness," some well-delineated region
of the cerebral cortex, perhaps, that acts as the engine of our joys
and delights?
Given that the human brain has evolved in unplanned,
bottom-up fashion from the less sophisticated precursors of fish,
amphibians, reptiles, and rodents over many millions of years, the
reality is unlikely to be so simple: if no-one designed the brain to be
happy from the "top down", happiness must have evolved from the "bottom
up" to serve some specific purpose [1]. But is the "happiness" we
struggle toward in our everyday lives the same thing as the "happiness"
that occurs inside our brains? And does one necessarily create the
other? Such questions have moved center stage for neuroscientists who
are now probing the mechanisms by which our brains turn genetic
predisposition, past experience, and everyday events into powerful
emotions like anger and fear, depression and joy. Their quest—which
uses science to probe the mental mysteries of emotion—is slowly
revealing the secrets of the happy brain.
Evolution thrives on chance. Yet the brain, the most complex and
arguably the most important organ in the human body, is organized in
anything but a haphazard fashion. Far from being a cluttered "attic",
jammed with random memories and a lifetime of chaotic experience, the
brain is a self-organizing, general-purpose information processor far
more robust and adaptable than any computer. Scientists and laymen are
equally fond of likening brains to computers and vice-versa—and the
comparison has proved remarkably fruitful for the study of both kinds
of thinking machine: a branch of psychology called cognitive science
has made enormous leaps in helping us to understand the brain by
viewing mental tasks as series of steps not unlike computer programs;
meanwhile computer scientists have discovered they can set up and
program machines as neural networks, highly interconnected computer
systems that "think" in parallel (carrying out many operations
simultaneously) much like the human brain is believed to do. The
logical conclusion of this work is a gradual blurring of human minds
and "artificially intelligent" machines, long forecast by computer
scientists such as Ray Kurzweil [2]: in December 2004, neuroscientists
hinted at the shape of things to come when they wired a rat's brain to
a computer and trained it like a neural network to fly a jet fighter [39].
The idea that the brain is a modular machine whose components have
fairly specialized roles is often portrayed as a modern discovery: it
is modern brain imaging techniques, for example, that show different
regions of the brain "lighting up" [3] when people are asked to think,
reason, or remember in different ways. Yet the modularity of mind is
actually a much older idea.
Splitting the brain
Think how the human brain has developed through millions of years of
evolution, from fish and reptiles to rodents, apes, and humans. Now
imagine an ancient brain, sitting on a table in front of you, making
the same evolutionary journey in "fast motion." You'd see it
evolving upward and outward, starting from the brain stem, then adding
structures like the cerebellum, then midbrain structures and the limbic
system, before the cortex grew on top, the whole brain surging
triumphantly upwards and outwards—a bit like a slowly inflating balloon
with all the gutsy attitude of a space rocket. Something similar
happens in a developing fetus: at fourteen weeks, only the brain stem,
mid brain, and limbic areas have properly developed; the cortex—the
seat of cognition—does not properly develop until around six months.
Image: Imagine cutting vertically through the center of your head with a blade that runs parallel to the line of your nose—and you'd see something like this: a vertical cross-section showing some of the larger functional areas of the brain. Courtesy of National Institute on Alcohol Abuse and Alcoholism (NIAAA).
Today's neuroscientists are making the same journey in reverse as
they try to understand the brain from the outside in. The starting
point, the most obvious part of the brain, is the cerebral cortex, the
convoluted sausage-like mass that sits on top. The cortex and much of
the brain beneath it is split into two mirror images, the cerebral
hemispheres,
connected by the neural equivalent of a parallel printer cable called
the corpus callosum. Each hemisphere of the cortex divides into
four regions or lobes—the frontal, temporal (on
the side), parietal (in the middle towards the back), and occipital
(at the very back). Under the cortex is the limbic system,
populated by intriguing sounding organs that play a major role in
emotional processing and score highly in scrabble: the amygdala,
thalamus, hypothalamus, septum, and hippocampus
(Gr. hippos, horse; kampos, sea monster: so named
because it looks like a seahorse). Under the limbic system lies the
midbrain, the pons and medulla, and the brain stem. At
the top of the brain stem is the cerebellum (little brain),
whose job is mainly to control movement and muscle operation.
Arguably, calling this remarkable collection of control machinery,
emotional apparatus, and seat of such higher functions as language,
memory, and consciousness "the brain" (singular) is little more than a
semantic convenience and no more helpful than referring to the rest of
our flesh as "the body"; in other words, "brain" is a collective
adjective like "museum" or "family" that belies the richness of the
things it contains. During the 20th century, neuroscientists made a
great start splitting not just the gross structure of the brain but
also cognition and emotion into their components. In the 21st century,
splitting the brain and understanding exactly how the different
components and circuits work together will doubtless be seen as a
scientific achievement as great as splitting the atom.
Bumps on the skull
Like much of modern medicine, the idea that different parts of the
brain do different jobs seems to have cropped up first in an Egyptian
manuscript discovered by Edwin Smith in Luxor in 1862, itself generally
believed to have been copied from a much older document that dates back
to 3000 B.C. The Edwin Smith papyrus, as it has since been known, is
generally regarded as the world's first scientific document and
contains 48 medical case studies, including this account of how brain
damage can lead to specific disorders of bodily functions:
"If thou examinest a man having a smash of his skull , under the
skin of his head, while there is nothing at all upon it, thou should'st
palpate his wound. Shouldst thou find that there is a swelling
protruding on the outside of that smash which is in his skull, while
his eye is askew because of it, on the side of him having that injury
which is in his skull; (and) he walks shuffling with his sole, on the
side of him having the injury which is in his skull..." [4]
Artwork: The Edwin Smith papyrus. Photo by Jeff Dahl courtesy of
Wikimedia Commons.
Influential early thinkers like Aristotle (384–322 BC), Galen (the
father of western medicine, AD129–c.216), and St Augustine (c. AD 500)
supported the idea that the brain's ventricles (large, open cavities
inside the brain that are filled with cerebro-spinal fluid) were the
seat of higher mental functions such as thinking and reasoning. This
view persisted, as medieval science was inclined to do, for many
centuries. During the Renaissance, Leonardo da Vinci (1452–1519) and
Andreas Vesalius (1514–1564) lifted the lid of the skull to make
accurate anatomical sketches of what they found inside. Taking the
human body apart and numbering the pieces, not unlike a medieval Haynes
manual, Vesalius was illustrating parts of the brain and speculating
they were dedicated to different mental functions around 500 years
before neuroscientists and brain scanners started doing much the same thing.
Illustration: Lifting the lid on the skull. Historic illustration of brain anatomy c.1543 by Jan Stephan van Calcar, who worked with Andreas Vesalius.
The idea of the modular mind had its apotheosis with the
phrenologists, a group of 19th-century scientists who believed the
brain was divided into distinct regions, each one specialized in
something like memory, language, benevolence, or wisdom, with the whole
cerebral territory as neatly demarcated as a map of beef cuts hanging
on the wall of a butcher's shop. The phrenologists' plans of the mind
embodied much the same pioneer spirit as the conquest of the New World
and the "Scramble for Africa": at a time when European explorers were
conquering whole new continents, phrenologists were staking similar
claims on the brain. For Guinea, the Congo, and Abyssinia, read
"Amativeness", "Sublimity", and "Suavity".
Illustration: A phrenological mind map.
Picture by Fowler & Strachan c.1842, courtesy of
US Library of Congress.
As modern neuroscientists
happily concede, the basic principle of phrenology—what they term
"localization of function"—was perfectly sound. It is certainly the
case that different parts of the brain do different jobs, although
there is little to suggest the mental territory divides up quite so
cleanly as the phrenologists' insisted or that abstract mental
functions like "Hope" or "Parental love" can be meaningfully localized
at all. Worse, the phrenologists took their idea to a logical
conclusion that seems ridiculous to us now. Everyone's skull has lumps
and bumps, for no particular reason, but the phrenologists believed the
cranial landscape was shaped by the size of the brain areas inside it.
So, if a person's "Combativeness" area was overdeveloped, a large bump
might appear just behind and above their ear; feeling a person's head
for lumps and bumps could, therefore, be used to diagnose all kinds of
mental illnesses and physical ailments... or so the phrenologists led
themselves to believe. The inevitable rejection of this quackery, by
critics such as Pierre Flourens (1794–1867), eventually led to the
demise of the whole notion of localization of brain function in favor
of the idea that mental functions were distributed more evenly
throughout the brain—an idea known as equipotentiality (because
different parts of the brain play an equal part).
Staking claims on the mental landscape
It has long been fashionable to deride the phrenologists—those
19th-century pseudoscientists who thought bumps on the skull signified
a person's character—as quacks and charlatans. In retrospect,
phrenologists were indisputably the pioneers of modern neuroscience.
Phrenology, "the only true science of mind", began when a Viennese
doctor named Franz Joseph Gall (1758–1828) proposed that the brain
really consisted of a number of quite separate faculties. Possibly
regarding the brain as just another part of the body, Gall also
proposed that the size of each mental faculty was a measure of how
powerful it was and that the brain as a whole took its overall shape
from the combined shape of its faculties. It made perfect sense for
Gall to take this idea one step further and propose that the landscape
of the skull was determined by the faculties inside it, so that bumps
on the skull signified something important about the development of
different parts of a person's brain underneath.
With practical applications not unlike astrology and
fortune-telling, phrenology was more than a theory, A phrenologist
would run his fingers over a patient's head or use tapes and callipers
to make more detailed measurements. Using a phrenological mind map—a
plan of the brain based on Gall's list of 27 faculties—he could then
reveal a person's character, abilities, and suitability for particular
occupations—an idea not unlike modern-day psychometric testing.
According to science historian Dr John van Wyhe, compiler of a detailed
website of phrenological reference material: "During phrenology's first
heyday in the 1820s–1840s, many employers could demand a character
reference from a local phrenologist to ensure that a prospective
employee was honest and hard-working." [38]
Artwork: Do regions of our brain divide up neatly like the countries
on a world map? Phrenologists like Gall and Spurzheim certainly thought so.
"Dr. Spurzheim—divisions of the organs of phrenology marked externally"
by William S. Pendleton, c.1834, courtesy of
US Library of Congress.
Championed by Gall's pupil, J. G. Spurzheim, and later by the
American brothers Orson and Lorenzo Fowler (the name "L.N. Fowler"
still graces most phrenological busts found in antique shops today),
phrenology spread to England, then to America, France, and was
reimported back into Germany. Although the basic principle—that brain
functions are fairly well defined and localized instead of diffused
throughout the brain—is essentially correct, there was no real evidence
that the faculties identified by the phrenologists belonged in the
places where they put them or that bumps on the skull signified
anything useful about mental abilities. One of the death knolls for
phrenology was the discovery by Paul Broca, in 1861, that important
language functions seemed to be carried out in a small part of the left
frontal lobe now known as Broca's area; for some reason, the
phrenologists had claimed all language abilities were located beneath
the eye. The phrenologists had glossed over, ignored, or glibly
dismissed evidence that contradicted their ideas and it is this, more
than what they actually said, that marked them out as pseudoscientists;
one mark of a good scientific theory is its ability to take onboard or
refute evidence that seems to disconfirm it—and this the phrenologists
simply could not do.
But the phrenologists did recognize the complexity of emotions:
there is no organ of "emotion" in phrenological mind maps. Instead,
separate areas are labeled "Veneration", "Hope", "Benevolence",
"Agreeableness", "Mirthfulness", "Parental love", "Amantiveness"
(sexual love), "Friendship or adhesiveness", and so on. It's probably
no more than a coincidence that the phrenologists organ of
"Mirthfulness" lies in the left prefrontal cortex, exactly the place
where modern-day, fMRI scans light up when people are happy.
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There was no brain organ devoted to "Hope" or "Benevolence", but the
idea that different parts of the brain might be devoted to more clearly
defined functions persisted, notably in the work of Paul Broca
(1824–1880) and Carl Wernicke (1848–1904) on the localization of
language. In 1885, Broca launched the pop-psychology concept of
left-brain/right-brain when he stated, famously: "Nous parlons avec
l'hémisphère gauche". Wernicke supported the idea that
complex mental activities were carried out by a relatively small number
of brain areas dedicated to different tasks and that lesions of a
particular brain area would disrupt people's abilities to do those
things. An "original and independent mind", Wernicke was also one of
the first people to champion the now-fashionable idea that mental
illness is essentially a neurological problem [5]. He remained a
scientist to his dying day: knocked off his bicycle by a truck, his
final words were: "I am perishing of autopsychic disorientation." [6]
The concept of the modular mind largely vanished during the first
half of the 20th century. Psychiatry was dominated by the sex-obsessed
speculations of Sigmund Freud, for whom the dark and spooky attic of
the "unconscious" could be probed only in indirect ways, such as
through dream reports, hypnosis, and flat-on-the-couch psychoanalysis.
Freud's genius was to transform psychology from a descriptive to an
explanatory science. But he over-reached himself. Flying in the face of
Ockham's razor (a basic principle of science, proposed by 13th-century
Franciscan philosopher William of Ockham, that suggests the simplest
theory consistent with the facts is generally the best) Freud proposed
absurdly elaborate and often quite bizarre sexual explanations for
mental illnesses that are now much more plausibly explained by the more
prosaic science of brain chemistry. All this is hardly surprising,
because as Freud confessed to his friend and confidant Fliess in 1900:
"I am actually not a man of science at all... I am nothing but a
conquistador by temperament, an adventurer." [7] Although Freud's ideas
remain enormously influential in such cultural fields as biography,
many psychiatrists now consider it safe to abandon them on the compost
pile of history. Edward Shorter, for example, considers Freud "an
interruption, a hiatus", albeit one of "enormous consequence":
"In retrospect, Freud's psychoanalysis appears as a pause in the
evolution of biological approaches to brain and mind rather than as the
culminating event in the history of psychiatry." [8]
Many psychologists were also persuaded to view what happened inside
the brain as an irrelevance thanks to the influence of behaviorism, a
movement that tried to inject true scientific respectability into
psychology and consequently found it necessary to ban such woolly
concepts as "mind" and "mental processes" altogether. Strongly
associated with the influential American psychologists B.F. Skinner and
J.B. Watson, behaviorism was based on experiments like Pavlov's classic
finding that dogs can be "conditioned" to salivate when someone rings a
bell: if you ring a bell every time you give your dog his dinner, and
the dog salivates in anticipation of eating, the dog will eventually
learn to salivate even if you ring the bell without serving any food.
For behaviorists, every aspect of animal behavior—from the way infants
become attached to their mothers to the reasons behind deviant human
behavior, such as football hooliganism—can be explained in terms of
"stimulus" and "response". How the brain came to link different
patterns of stimulus and response (its inputs and outputs, if you
prefer) was not relevant: many drivers have little idea how their car
engines work—they would never dream to lift the bonnet—and
behaviorists had a similar attitude to mental processes. There was,
according to the behaviorists, no way of knowing what went on in the
"black box" of the brain: you could not trust people to comment on
their own thoughts and feelings (introspection, according to the
behaviorists, was notoriously unreliable) and you certainly couldn't
lift the skull and see what was happening inside (though, many years
later, brain imaging techniques would allow psychologists to do just
that).
Behaviorism dominated psychological thinking from the 1910s until
the 1960s when a new way of thinking about thinking—cognitive
psychology—started to emerge, much to Skinner's disgust. Forced to
nominate a single, 20th-century invention that changed the world more
than any other, what would you pick? Some people would opt for the
affordable motor-car (although the internal combustion engine was
actually invented just before the turn of the century); others might
plump for radio (which played a central role in the rise of Nazism) or
television. Many would settle on the computer, an
information-processing machine whose influence on our understanding of
the brain has been just as great as its influence in the fields of
work, education, or entertainment.
Computers in the mind
Cognitive psychology relies on computer-inspired models to
illuminate the brain: where behaviorists assumed the brain was a
"black box"—and a Pandora's box at that—cognitive psychologists have
filled the dark space with flowchart-style squares, linked with arrows,
and tried to see where it gets them. Mental functions, such as memory,
thinking and reasoning, and action (the cognitive control of our bodily
movements), are understood in terms of sequential processes that happen
with just as much as logic as computer programs but also, given the
complexity of the brain, somewhat more human fallibility. Ulric Neisser
famously charicatured this approach in his 1976 book Cognition and
Reality[9]:
No-one has ever gone so far as to suggest the brain actually is
a computer; cognitive psychology has always been a heuristic (a kind of "what-if?" scientific metaphor)
designed to help science move forward. But having established that
something like human memory (to cite just one example) has a number of
quite distinct components (separate short-term or "working" memory
stores for the things we hear and see), the temptation, nevertheless,
has been to try to find where those components are actually located in
the brain—to ground the computer metaphor of cognitive psychology in
real, living gray matter.
By itself, cognitive psychology could never have achieved this. As
the behaviorists realized decades before, there are any number of ways
that the "black box:" might be wired up to produce a particular
response from a given stimulus: cars are all designed to turn fuel into
motion, but piston engines, diesel engines, rotary engines, and even
electrically powered fuel cells all do that job in more or less
different ways. How, then, to bridge the gap between theoretical models
of how our minds work and the brains—once memorably described as being
"like two fistfuls of porridge"—that actually do the job?
The solution has come from the brain sciences, a closely linked
ensemble of neurological disciplines that study different aspects of
the brain's workings in somewhat different ways. Neuroanatomy, for
example, focuses on the structure of the brain; it can be studied by
dissecting the brains of animals or people who have died or by looking
at brain scans of living people. Neurochemistry looks at the chemical
messengers (neurotransmitters) that carry signals between brain cells,
around fairly well-defined "circuits". Think of a science, put the word
"neuro" in front of it, and you just might find a new way of shedding
light on the brain.
One of the most illuminating of the neurological sciences,
neuropsychology, studies patients unlucky enough to have suffered
"lesions" (relatively localized brain damage caused by strokes, brain
tumors, and head injuries) and tries to find out what kinds of things
those people can no longer do. If they suffered lesions in a particular
part of their brain and can no longer recognize people's faces, for
example, but they can still perceive and recognize other objects quite
clearly, that suggests the damaged part of the brain might have
something to do with face recognition. Since the mid-1980s, cognitive
psychologists and neuropsychologists have worked together increasingly
closely. Cognitive psychologists have refined their flowchart-process
models of things like memory and language processing partly by taking
account of neuropsychological case studies: our theories of the various
different kinds of dyslexia (the inability to process written language
in the "normal" way) owe much to research of this kind. Similarly, like
pioneer zoologists seeking out the snark, neuropsychologists have
actively tried to find patients with fairly specific loss (what they
term "selective impairment" or "deficits") of certain mental abilities,
such as the components of memory. Thus, neuropsychologists confirmed
the long-supposed distinction between short-term and long-term memory
by finding two quite different types of amnesic patient, some of whom
could remember only very recent events for a short time (selective loss
of long-term memory), while others could remember only events in the
distant past and had no ability to store recent events (selective loss
of short-term memory). Inevitably, cognitive psychology and
neuropsychology have converged in a field known as cognitive
neuropsychology.
It has taken cognitive neuropsychology—and the other neurological
sciences—some time to arrive where the phrenologists started. The basic
conclusion is much the same: the mind is modular and different parts of
the brain do indeed have specialized functions. Psychologists have long
known, for example, that the left hemisphere of the brain has a greater
role in processing language than the right hemisphere. They also know
that visual perception happens in the visual cortex, part of the
occipital lobe, a region about two thirds of the way towards the back
of each hemisphere. Some mental functions have been localized in the
brain with very great accuracy: face recognition (one of our most
important survival skills) is now believed to take place a very
specific part of the visual cortex.
Cognitive science has often been described as a "new science of the
mind", but as Joseph LeDoux powerfully argues, no science of the mind
could be complete without an understanding of emotions:
"...cognitive science is really a science of only a part of the
mind, the part having to do with thinking, reasoning, and intellect. It
leaves emotions out. And minds without emotions are not really minds at
all. They are souls on ice—cold, lifeless creatures devoid of any
desires, fears, sorrows, pains, or pleasures." [10]
Where, then, does emotion fit in?
High on emotion?
Psychologists have identified some of the pieces of cognition and
worked out where in the brain's jigsaw puzzle they fit. But it's early
days still and popular perception of neuropsychology has long been wide
of the mark. The concept of "left-brain" (cold, rational, linguistic)
and "right brain" (emotional, creative, visual)—epitomized by a
bestselling, self-help art book whose title exhorts people to Draw
on the Right Side of Your Brain—is risibly simplistic. The
brain may be divided into two hemispheres, presumably an evolutionary
adaptation that increases our chances of survival after a head injury
of some sort, but our minds are not so neatly parceled. Even the
phrenologists would have drawn the line (metaphorically, this time) at
the idea of a brain so crudely bisected into "Rationality" and
"Creativity".
It's one thing to try to localize a fairly well-defined cognitive
function, such as face recognition, in the cerebral cortex. It's
something else entirely to ask how the brain handles a much more
general collection of cognitive behaviors that might loosely be
described as "creativity". And the situation is even more complex when
we turn to emotions. Unlike "higher" mental processes such as
consciousness, which many scientists consider we do not share with
animals, emotions are much older (in evolutionary terms) forms of
behavior that humans and other creatures do have in common: think of
"angry" snakes and "worried" sheep.
Photo: Descending into madness:
Edwin Forrest as King Lear, courtesy of
US Library of Congress.
Another complication is that we tend to understand emotions from a
largely emotional perspective: historically, poets, storytellers,
musicians, and actors have done more to illuminate emotions than
scientists. Shakespeare's portrayal of Lear's descent into madness,
written c.1605, arguably remains a more relevant and insightful account
of mental collapse than anything Freud wrote three hundred years later:
Who alone suffers, suffers most i'the mind,
Leaving free things and happy shows behind [12].
Science is still popularly perceived as cold, logical, rational, and
antithetical to the emotions. Scientists have no feelings, therefore
science can neither reflect the dazzling light of heaven nor the dark
damnation of hell.
Science and art pound different roads. Art's duty is to parade and
provoke while science strives to explore and explain. Science can be
dramatic though its job, unlike that of art, is not to dramatize. From
a scientific perspective, talking about "the emotions" is about as
helpful as talking about "the gods" or "the muses": there is no logical
reason to believe that one emotion has anything in common with any
other emotion, in terms of how or where it arises in the brain. Why
should we believe that the brain mechanisms of happiness have anything
to do with those of anger or fear? Why should we even, necessarily,
believe that the same mechanisms that underlie one emotion underlie the
opposite emotion: it does not automatically follow that depression is a
gear that throws the engine of happiness into reverse (although there
is some evidence to suggest this). If
we cannot even clearly define "emotions" or spell out what
differentiates one from another, can we hope to understand how emotions
arise in the brain? Is it really possible to take a brain apart and
point to parts that make us happy or sad? Perhaps surprisingly, the
answer seems to be "yes".
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The medical model of mental illness
Understanding how and where emotions are processed in the brain is a
tougher problem than understanding cognitive functions like memory or
language processing. As we have already considered, higher brain
functions like memory, based on the logical processing of information,
lend themselves to the computational approach of cognitive science.
There is nothing to suggest that emotions can be tackled in quite the
same way. Computers do not (yet) have emotions, while less highly
evolved animals, which lack some of our own higher cognitive functions,
may be no less emotional than we are. All this suggests cognitive
science might not be quite so illuminating when it comes to the study
of human emotion. As Joseph LeDoux argues "To call the study of
cognition and emotion cognitive science is to do it a disservice" [11].
Long before the cognitive revolution transformed their way of
thinking, psychologists tried to understand emotions using other
theoretical frameworks—especially in people who merited treatment
because their emotions were out of balance or control. All psychiatry
is, in a sense, concerned with treating emotional problems of one kind
or another. For much of the 20th century, psychiatry was dominated by
psychoanalysis, though other theories eventually elbowed their way in
too. Thus depression, one of the most common mental illnesses, can
certainly be described in psychoanalytic terms: Freud might conceivably
have diagnosed a female patient with post-natal depression as having
"penis envy". Equally, depression can be understood with behavioral
(or behaviorist) theories. "Learned helplessness", an essentially
behavioral theory proposed by Ivy-league psychiatrist turned happiness
guru Martin Seligman, suggests people (and animals) become depressed
when they learn that, no matter what they do, they cannot make their
lives any better—and give up trying as a result.
There are chemical theories of depression as well (how
else to explain the success of anti-depressant drugs such as Valium and
Prozac?). Given the rise of cognitive science over the last 30 years or
so, it should come as no surprise that there are also cognitive
theories of depression and cognitive (or "talking") treatments:
according to these, people become depressed through a pattern of faulty
thinking; arresting automatic thoughts and replacing them with more
rational ones is the basis of highly effective and empowering
treatments for depression such as cognitive behavioral therapy (CBT).
Just as the prevailing wind of psychology favors cognitive
neuropsychology and the idea that mental functions can indeed be
localized in different parts of the brain, so the medical model of
mental illness has gradually come to dominate psychiatry at the expense
of psychoanalysis. In the 1960s, it was plausible for such fashionable
"anti-psychiatrists" as the American Thomas Szasz to claim mental
illness was merely a "myth":
"The belief in mental illness, as something other than man's
trouble
in getting along with his fellow man, is the proper heir to the belief
in demonology and witchcraft. Mental illness thus exists or is 'real'
in exactly the same sense in which witches existed or were 'real'." [13]
In similar vein, R.D. Laing (a colorful British antipsychiatrist
whose fitting final words, as he died from a heart attack in 1989, were
"Doctor? What f****** doctor?" [14]) romanticized schizophrenia as a
kind of crazy disaffection not dissimilar to the angst-ridden
existential "nausea" of 1950s Left Bank intellectuals—perhaps the only
sane response an individual could show to an increasingly mad world.
For Laing, schizophrenia could be an ingenious act:
"... The schizophrenic is often playing at being psychotic... A
good
deal of schizophrenia is simply nonsense, red-herring speech, prolonged
filibustering to throw dangerous people off the scent, to create
boredom and futility in others. The schizophrenic is often making a
fool of himself and the doctor. He is playing at being mad to avoid at
all costs the possibility of being held responsible..." [15]
Today, schizophrenia is rightly regarded as a serious, psychotic
illness, most likely caused by defective brain chemistry (an imbalance
of the neurotransmitter dopamine) that must be swiftly corrected with
drugs: malady, not poetry [16]. Laing's ideas—however sympathetic and
well-intentioned they may have seemed in the liberal 1960s—are now
regarded as somewhere between an interesting intellectual sidetrack (at
best) and dangerous medical malpractice (at worst) [17]. Other serious
mental illnesses such as depression and bipolar disorder (manic
depression) are usually best treated with a combination of
psychotherapy and medication; illnesses like this are called "affective
disorders" because they involve a disruption of "affect" (a psychiatric
term sometimes used interchangeably with mood, but usually involving
fluctuations of mood that last only hours or days, not weeks or
months). For much of the 20th century, psychiatry was about using
elaborate (and sometimes arbitrarily compiled) catalogs of symptoms
(such as the American Diagnostic and Statistical Manual, DSM) to
establish a diagnosis and then selecting an appropriate treatment; the
brain mechanisms underlying such things as depression and schizophrenia
merited relatively little attention. The increasing effectiveness of
drug treatments has brought not just a shift toward medical models of
mental illness but much more consideration of how and where
emotions—and emotional disorders—actually happen in the brain. In other
words, psychiatry is on a surer scientific footing than it has ever
been. And, just like psychology, it is helping us finally to localize
emotions in the brain.
Putting emotions in their place
Photo: Can neuroscience explain what makes us feel happy or sad? Did you notice that Mona Lisa's smile is inverted in this picture?
Understanding the neural basis of emotion essentially comes down to
two things: breaking an emotional reaction, such as getting angry or
feeling afraid, into a logical sequence of steps, and then
understanding where and how each of those steps happens inside the
brain. William James (1842–1910), brother of the novelist Henry James
and one of the founding fathers of psychology at the turn of the 20th
century, was also one of the first to attempt an explanation of this
kind in 1884. James turned conventional, rational explanations of
emotion on their head: he assumed we sense things, react to them
instinctively, and then detect our own reactions—and it is the
conscious interpretation of the reaction that amounts to the sense of
an emotion. In other words, we see the mouse, jump on the chair, and
feel scared because we have already reacted[18]. In 1885,
Danish physiologist Carl Lange (1834–1900) independently proposed a
virtually identical explanation, which is now generally referred to as
the James-Lange theory.
Later psychologists and physiologists, notably Walter Cannon
(1871–1945) in the 1920s, rejected the James-Lange theory because it
could not explain why people felt subtly different emotions in
different situations. There was another problem too. If laboratory
animals have parts of their cerebral cortex destroyed ("lesioned"),
they continue to show emotional responses, like rage, although they
appear not to be consciously doing so—something Cannon famously termed
"sham rage". Cannon and his colleague Philip Bard systematically
lesioned different parts of an animal's brain and observed how its
emotional reactions changed. Through studies such as these, Cannon and
Bard proposed that the hypothalamus—a peanut-sized structure buried
deep beneath the front of the brain or "forebrain"—lay at the heart of
a complex emotional circuit. The idea that parts of the brain were
specifically dedicated to handling emotion directly contradicted
another of William James' suppositions: as far as James was concerned,
there were no emotional circuits or components in the brain.
Theories of the emotional brain crystallized between the 1930s and
the 1950s, thanks to the work of two other pioneering neuroscientists.
Working independently, American neuroanatomists James Papez (1883–1958)
and Paul Maclean (1913–) showed how various closely related components
at the center of the brain link together to form an elaborate emotional
circuit. Apart from the hypothalamus, the other components include the
amygdala (a larger structure located behind the hypothalamus), the
hippocampus (a seahorse-shaped structure above and slightly behind the
amygdala), the thalamus itself (at the center of the forebrain), and
the septum (next to the thalamus). They lie deep beneath the convoluted
cerebral cortex that most of us tend to think of, when we think of
brains at all. Often known as the limbic region, these structures are
believed to have evolved much earlier than the cortex, which is most
extensively developed in humans and believed to carry out the higher
"cortical" functions (things like language processing and abstract
reasoning) that define much of what it is to be human [19].
Thanks to research like this, which had identified the likely
components and circuits of emotion, a quite different approach to
studying the neural basis of emotion became possible in the 1940s when
Robert Heath (1915–1999), a neuroscientist at Tulane University, used
electrodes to stimulate specific regions of people's brains and noted
the emotional reactions that followed. Known as evoked potential
studies [20], Heath's researches suggested that the so-called limbic
system (the structures described above) were only part of a much more
extensive collection of emotional "circuitry" that seemed to extend
throughout the brain. Famously, Heath also discovered certain regions
of the brain around the septum (in both animals and human patients)
that came to be known as "pleasure centers": places where electrical
stimulation produced immediately pleasurable and deeply satisfying
feelings.
Heath's research took a new twist in 1954 with a now-classic
experiment by James Olds and Peter Milner. They implanted an electrode
in the septum of a rat and wired it up to a switch that the rat could
press all by itself. To their surprise, not only did the rat
"self-stimulate", pressing the switch to deliver a tiny burst of
pleasurable electric current, but it did so thousands of times an
hour. Olds and Milner ran a similar experiment with human patients
and showed, quite remarkably, that people were just as fond of
intra-cranial self-stimulation (ICSS) as their whiskered counterparts.
This groundbreaking research offered important and immediate benefits.
Heath, for example, reduced pain in cancer patients and seizures in
epileptics using electrical stimulation of this kind. Others carried
the idea much further than it was ready to be taken, claiming that the
"pleasure-center" theory should inform sweeping policies of social
reform: British physiologist H.J. Campbell's 1973 book The Pleasure
Areas was typical. Since then, the theory has fallen
into disfavor with the apparent discovery that ICSS taps into brain
circuits of craving and addiction, not those of reward [21].
Ever since the James-Lange theory, a central question about the
neural basis of emotion has been how our fast, instinctive emotional
reactions work with more measured, cognitive responses that typically
follow later. In 1962, a pair of social psychologists at Columbia
University, Stanley Schacter and Jerome Singer, added support to some
of the ideas James and Lange had originally proposed. Schacter and
Singer injected their subjects with adrenaline, to increase their
arousal, and put them in a room with stooges who were told to behave in
a particular way—to behave angrily or euphorically, for example.
Perhaps not surprisingly, the subjects who were not told about the
purpose of their injection behaved in the same way as the people around
them; subjects who were informed about the purpose of the injection
were unaffected by their surroundings. Although the results of this
now-classic experiment have been open to widely differing
interpretations, they do add support to the idea of emotion as a
nonspecific state of arousal whose meaning we derive from context.
Psychologists and physiologists continue to probe the detailed
circuitry of the emotional brain today. "Circuitry" is an appropriate
word, and much more than a metaphor, because decades of research now
seem to have established that emotions occur in the brain when
neurotransmitter chemicals flow around fairly well-defined pathways.
The New York neuroscientist Joseph LeDoux, for example, has devoted his
career to exploring the neural circuitry that underlies our emotion of
fear: a threat, like a snake in the woods, is perceived by the visual
thalamus (that part of the thalamus devoted to processing sensory input
from the eyes), which triggers a "quick and dirty" fear reaction in the
amygdala and a much slower, more measured response in the visual cortex
that also, in time, refines the reaction in the amygdala ("Hang on,
that's a stick not a snake"). On this reading, fear is a fast-track,
instinctive survival mechanism that makes all the difference between
life and death. LeDoux makes it clear that we don't simply have one "emotional
brain":
"Emotions are indeed functions involved in survival. But since
different emotions are involved with different survival
functions—defending against danger, finding food and mates, caring for
offspring, and so on—each may well involve different brain systems that
evolved for different reasons. As a result, there may not be one
emotional system in the brain but many."[22]
Although there is no reason why parts of the brain (or circuits)
that control anger or fear should have anything to do with other
emotions, such as sadness, the sheer complexity of human emotions like
love or jealousy may reflect the way different emotional circuits
interlink or tap into common components. Other researchers have begun
to explore these other emotions, happiness among them.
Inside the happy brain
Just as cognitive neuropsychology has allowed neuroscientists to map
regions of the brain devoted to obviously cognitive functions such as
short-term memory and language processing, so a similar approach is
successfully charting out the territory—both the components and the
circuits that link them together—of our emotions. That territory
encompasses parts of the subcortical "old brain" (in evolutionary
terms), such as the amygdala and hippocampus, which are largely
responsible for our immediate, instinctive reactions to people, events,
and other things relevant to our survival. The territory also takes in
the "newer" brain, the cortical areas "built on top" of those
subcortical foundations, which have evolved more recently, and that
distinguish humans from animals. How the cortical and subcortical areas
work together is still not known. There are connections running in both
directions between the "emotional", subcortical brain and the
"rational" cortex above. More connections run up from the subcortex to
the cortex than in the opposite direction, which is probably why we so
much at the mercy of our emotions and why top-down, rational thought
struggles to control such things as phobias, stress, and affective
disorders like depression.
Richard J. Davidson, director of the Laboratory for Affective
Neuroscience at the University of Wisconsin-Madison, is one of the
world's leading neuroscientists specializing in how the brain handles
emotions. The name of his laboratory is something of a giveaway:
"affective neuroscience" is the term Davidson has coined for research
into how and why the brain gives rise to "affect" or the mood states
that we would call happiness (well-being) or sadness (depression).
Crucially, it's an interdisciplinary science that brings together
physiologists, psychologists, cognitive scientists, and the social
psychologists who have traditionally researched emotion, often from an
anthropological perspective. It was Davidson who, ingeniously, wired up
a meditating monk to a brain scanner and demonstrated readings that
were, in the words of Wired magazine, "off the chart for
happiness" (see box). Davidson sees his mission as the emotional
equivalent of cognitive neuropsychology: first, to break emotion down
into its components; second, to see how different parts of the brain
"instantiate" (include or give rise to) those emotional components.
Meditating monks
Photo: Scene of contemplation: Bath Abbey, England.
The fastest way to find happiness in the human brain? The answer is
almost facile: make people happy and take a brain-scan snapshot at the
same time. Leading neuroscientist Richard Davidson has tried to do
exactly this by making fMRI brain scans of monks during meditation. In
2003, Davidson made world headlines when he tempted Matthieu Ricard, a
monk with 30 years' experience of compassion meditation (a type of
Bhuddist contemplation) inside his brain scanner. During meditation,
Ricard showed extremely high levels of activity in his left prefontal
cortex, an area of the brain closely correlated with happiness and
positive affect. Ricard's activation levels were so high, in fact, that
they surpassed those of over 150 subjects whom Davidson had previously
tested in the same way. All this could be coincidence or a freak
finding: maybe Ricard had high levels of frontal-lobe activity before
he became a monk; maybe it was this that drove him to pursue a
life of monastic contemplation. Whether meditation leads to happiness
or the other way around, the finding is certainly interesting and seems
to confirm what Bhuddists have known for years—that meditation and
physical and mental well-being are strongly connected.
One of the key findings Davidson has to explain is the self-evident
but nevertheless crucially important observation that individuals react
in different ways to different emotional stimuli: some of us are easily
upset; others have a remarkable degree of resilience that can see us
through all manner of troubling events. Davidson argues that this is
evidence for what psychologists call a "diathesis" (effectively, a
double-edged sword of an explanation)—the idea that our brain biology
(genetically inherited or otherwise) gives us a predisposition to
certain types of mood (or "affective style") and environmental stresses
interact with this to make each of us react with the unique emotions
that we do. There are many ways of categorizing affective style. Some
of us react swiftly and recover quickly when challenging events try to
trip us up. Some of us are more inclined to "approach" challenging
stimuli and tackle them head on with a happier, more positive, and
welcoming affective style that can help us achieve our goals; others
are more likely to "withdraw"—with a more negative affective style
that reflects such emotions as fear and disgust. Withdrawal is the
safer option, but it carries the risk of missed opportunities,
helplessness, and depression.
Approach and withdrawal, the yin and yang that distinguish one
person's affective style from another's, play a fundamental role in
happiness and well-being and seem to be controlled ("instantiated", to
use Davidson's word) in quite different parts of the brain. It's
appropriate now to take a closer look at the structure of the brain and
see if we can answer some of our earlier questions: Where are aspects
of happiness or well-being actually taking place and, perhaps more to
the point, how? What makes one person's emotional brain different from
another's—and, other things being equal, is this what makes one person
happier than another?
The Amygdala
Using brain scans and a variety of other neuroscientific tools,
researchers like Richard Davidson have identified key areas of the
brain that seem to be implicated in controlling happiness. Not
surprisingly, the limbic system—the brain's emotional heartland—is
among them. The amygdala (we have one amygdala at the base of each
hemisphere of our brains) plays a central role in processing
information about outside events that have major emotional
significance, especially those involving threats or dangers. In other
words, the amygdala seems to be a kind of early-warning system that
alerts the cortex to looming threats, triggering at the same time fear
or withdrawal reactions that can be toned down if and when the cortex
has had time to decide there is really nothing to be afraid of. (Joseph
LeDoux's book The Emotional Brain is a detailed exploration of
this idea, though his later article
Rethinking
the Emotional Brain radically reinterprets some of his earlier work.)
One recent study found that patients who have bilateral amygdala damage (in other words, both amygdalas are impaired) rate
strangers as more approachable and trustworthy than ordinary people
would consider them [23], for example. A variety of other studies have
noted that patients with depression seem to have enlarged amygdalas or
amygdalas with greater activation. One post-mortem study of patients
who committed suicide found they had significantly greater numbers of
serotonin receptors in their amygdalas. But quite different studies
have consistently reported that the amygdala is involved in laying down
long-term memories, which begs a question: how are these findings
related? Some researchers, including Richard Davidson, speculate that
"dysfunctional interactions" between the amygdala and parts of the
cortex may lead to a tendency to dwell on negative memories and not see
that the reality of the outside world doesn't necessarily reflect the
darkness of the world within. There is also some evidence that the
amygdalas in our two hemispheres work in oppositional ways: one recent
study of gambling found the left amygdala showed greater activation
when subjects were winning money, while the right amygdala was
activated more when they lost money [24].
The frontal cortex
Interestingly, the phrenologists located "agreeableness" and
"mirthfulness" towards the front of the brain—and that's exactly where
neuroscientists believe such qualities can be found today [25]. The
prefrontal cortex (PFC; as its name suggests, the front part of the
cortex) also plays a major role in emotional processing; different
sub-regions within the PFC appear to be specialized for different
tasks, although exactly what each region does is still not known [26].
Key components include the orbital prefrontal cortex (OFC) and
ventromedial prefrontal cortex (VFC), next to one another on the
underside of the frontal cortex, and the dorsolateral prefontal cortex
(DFC), higher up and on the outside. According to psychologists Earl
Miller and Jonathan Cohen, the prefrontal cortex manages goals and the
way we achieve them [27]; in other words, the PFC may act as a kind of
working memory for affect. Davidson and his colleagues speculate that
the PFC does this by balancing approach and withdrawal: enquiring,
left-sided regions of the PFC seem to be involved in making us approach
things to satisfy our goals—and seem to be implicated in positive
affect; vigilant, right-sided regions make us withdraw—and are more
implicated in negative affect. There is some speculation that the OFC
and VFC are involved in the management of rewards and punishments, the
left-sided OFC responding to rewards and the right-sided OFC to
punishments.
The apparent specialization of different parts of the PFC is also
borne out by neurological studies of patients with mental illness.
Damage to the anterior (front part of the) prefrontal cortex of the
left hemisphere is typically linked to depression; damage to similar
areas of the right hemisphere can prompt expansive, manic reactions. In
other words, the implication is that the left-hemisphere prefrontal
cortex plays a key role in positive affect (happy moods), while the
right-hemisphere prefrontal cortex seems to do the reverse. Davidson
and his colleagues demonstrated this elegantly by showing happy or sad
film clips to people known to have greater levels of either left-sided
or right-sided brain activity in the prefrontal cortex. Those with more
activity on the left side reacted more positively to the positive clips
than those with more activity on the right side; similarly, people with
higher levels of right-side activity to begin with reacted more
negatively to the negative film clips [28]. In other experiments, when
normal subjects have been asked to make themselves feel sad,
neuroscientists have noted a marked increase in blood flow (suggesting
higher levels of activity) in various parts of the frontal cortex.
Richard Davidson sums up research into the role of the frontal cortex
thus: "We suggest that taking an active role in life and appropriately
engaging sources of appetitive motivation, behaviors that are
characteristic of left frontal individuals, may contribute to higher
levels of well-being." [29]
The hippocampus and the anterior cingulate cortex (ACC)
Best known for its role in helping to store long-term memories, the
hippocampus—the seahorse-shaped structure adjoining the amygdala—also
seems to play a key role in our emotional reactions. Davidson and his
colleagues have suggested the hippocampus is a kind of emotional
"chaperone" that helps to ensure our behavior is appropriate
to its social context. This may explain why people with hippocampal
damage often show emotions that are quite inappropriate at a particular
time and place. Patients who suffer from post-traumatic stress disorder
(PTSD), such as victims of war and violent attacks, can experience
sudden extreme emotional reactions to quite innocuous stimuli: war
veterans who burst into tears or dive behind the sofa when cars
backfire are just one example. The anterior cingulate cortex (ACC) also
seems to be involved in emotional processing, monitoring conflicts and
triggering other brain circuits to carry out more detailed processing
when they occur.
Putting it all together
It's still too early to say exactly how these different components
of the emotional brain work together to produce happiness, unhappiness,
and other emotions: there are many connections running both ways
between cortical areas (like the PFC) and subcortical areas, including
the amygdala. It seems likely that the cortical and subcortical areas
work in opposition, with the amygdala, for example, shooting first
(triggering fast emotional reactions) and the cortex asking questions
later (processing those emotional reactions further or trying to
inhibit them some time afterward if they appear to be inappropriate).
Richard Davidson believes "affective style"—how different people
react to different emotionally laden stimuli—is also of prime
importance in understanding why people are so different when it comes
to emotions. Some people react quickly or slowly to emotional
challenges; others react to a greater or lesser degree; some recover
more quickly. Davidson's research suggests the way people respond is
caused by the relative contributions their left and right prefrontal
cortices are making to the reaction. People with greater activity in
the left, frontal cortex tend to be happier and more optimistic (show
greater positive affect) than people whose right frontal cortex is more
active. Similarly, people with greater activity in their amygdala (and
the right-hemisphere amygdala in particular) are much more likely to be
at risk from depression. This suggests some people are more at risk
from environmental factors than others, especially because they seem to
take more time to recover from negative stresses. Similar findings have
also been confirmed in rhesus monkeys. According to Davidson, happier
people can maintain a positive level of well-being because they can
regulate negative emotions more effectively and reduce the time for
which they last.
Just how the cortical and subcortical areas work together remains
one of the key mysteries of the emotional brain. But the division
certainly fits our experience of sometimes being "in two minds" about
things, having the sense of our "head" (our rational cortex) telling us
one thing and our "heart" (actually, our instinctive subcortex) telling
us something else. It supports complex models of mental illnesses such
as depression, which clearly have cognitive, behavioral, biological,
and neurological components, and it explains why cognitive treatments
can sometimes tackle these illnesses (by tapping into the emotional
circuitry at the cortical level) as successfully as drugs (which alter
our negative cognitions perhaps by influencing the same circuits at a
more fundamental, biological level).
Intriguing experiments
Some recent experiments looking into the neuroscience of happiness:
1. Canadian neuroscientists Anne Blood and Robert Zatorre carried
out PET scans of volunteers as they listened to highly pleasureable
music that sent chills down their spine. The scans showed high levels
of activation in regions of the brain linked with emotion, including
the amygdala, orbitofrontal cortex, and ventro medial prefrontal
cortex [33].
2. Neuroscientist Dana Small and her colleagues persuaded volunteers
to eat chocolate and used PET scans to see what happened to their
brains. When the volunteers ate moderate (and therefore pleasureable)
amounts of chocolate, their brains showed activity in one set of
structures; when they carried on eating beyond satiety (so the
chocolate became unpleasant and aversive), a different set of
structures showed more activity. The researchers suggested there are
two quite different circuits working in opposition, one responsible for
reward (and "approach behaviors") and the other responsible for
punishment (and "aversive behaviors") [34].
3. In November 2004, researchers at Bowling Green State University,
Ohio, reported that people can feel joy or sorrow simply by imagining
those emotions and the types of movement that go with laughing or
crying. fMRI scans of these people showed that self-generated happiness
or sadness stimulate the same parts of the brain as real emotions and
music. Perhaps not surprisingly, according to study author Nakia
Gordon, "imagined laughter was effective at reducing sadness, and,
imagined crying reduced happiness." [35]
4. MS George and colleagues from the National Institute of Mental
Health in Bethesda made their subjects happy or sad (either by showing
them happy or sad faces or by asking them to recall happy or sad events
from their lives), then took PET scans. They found this "transient
sadness" activated a mixture of structures in the limbic system and the
cortex, while "transient happiness" activated no particular region but
led to a widespread reduction in cortical activity. They concluded:
"Transient sadness and happiness affect different brain regions in
divergent directions and are not merely opposite activity in identical
brain regions." [36]
5. RD Lane and colleagues took a group of twelve women, showed each
of them film clips designed to provoke happiness, sadness, or disgust,
and measured their brain activity with PET and other brain scans. All
three types of film increased activity in the thalamus and medial
prefrontal cortex. Sadness also increased activity in the anterior
insula, while happiness raised activity in the ventral mesial frontal
cortex [37].
Looking to the future
In the end, perhaps there is nothing more depressing than the idea
that our moods are hard-wired in our brains—an essentially
deterministic view of psychology that has our happiness or sadness
contingent upon sudden power spikes in the emotional circuits. Such a
view could be immensely liberating for some: people whose lives are
crippled by severe mental illness are often relieved to find that what
bothers them really is "all in the mind"—ultimately "all in the
body"—and therefore susceptible, in time, to a medical cure. Richard
Davidson and his colleagues have also considered how violence and
impulsive aggression might be caused by disorders of emotional
regulation, themselves caused by faults in the emotional circuits
involving the PFC, amygdala, and other brain structures that regulate
emotions. Imagine the extraordinary social repercussions of tracing
violence to neural abnormalities and coming up with medical or
behavioral treatments that put people in better control of their
emotions and lives [30].
Yet despite the obvious benefits of understanding the neural basis
of human behavior in cases like these, most of us are unlikely to find
the idea of biologically determined moods so appealing.
Quintessentially romantic, moods color our lives; articulate
psychiatric patients have often noted with some regret the passing of
their demons when they are eventually "cured". Kay Redfield Jamison, a
psychiatrist who has charted her own, lifelong battle with manic
depression, makes a telling point when she talks of the "bittersweet
exchange" of her intense, psychotic moods for a settled life on
permanent medication:
"How can one ever bring back the long summer days of passion, the
remembrance of lilacs, ecstasy and gin fizzes that spilled over a
garden wall, and the peals of riotous laughter that lasted until the
sun came down or the police arrived?" [31]
Perhaps it's just as well that current neuroscientific wisdom does
not support such a fatalistic view—or, at least, does not support it
entirely. Richard Davidson champions the idea of a diathesis in which
people's biological (or perhaps even genetic) predisposition makes them
respond differently to different kinds of environmental challenge. Some
people, in other words, are indeed dealt a better hand for happiness
than others by having brains that are better wired for happiness to
begin with. But that does not mean the rest are condemned to a lifetime
of poor adaptivity and depression.
Various different kinds of treatments for mental illness—from
behavioral and cognitive treatments to drugs and electroconvulsive
"shock" therapy—are effective to a greater or lesser degree in tackling
illnesses such as depression. This suggests the mental circuitry of
emotion is not immutable: it is "plastic" and its behavior can be
changed by intervention. Although little research has been done into
how, for example, cognitive therapy actually reduces the symptoms of
depression, some studies have confirmed that it produces changes in
brain activity comparable to those produced by medication. Using brain
scans, Richard Davidson has also demonstrated that training in
meditation techniques can have a dramatic effect not just on left-sided
activity in the frontal cortex (strongly correlated with positive
affect), but also on immunity to physical ailments (remarkably, for
example, it seems to increase influenza antibodies). The Dalai Lama,
author of a book on The Art of Happiness, notes that
neuroscience too has a crucial part to play in our understanding of
well-being:
"The systematic training of the mind—the cultivation of happiness,
the genuine inner transformation by deliberately selecting and focusing
on positive mental states and challenging negative mental states—is
possible because of the very structure and function of the brain... But
the wiring in our brains is not static, not irrevocably fixed. Our
brains are also adaptable." [32]
It's a suitably optimistic thought. Much like computers, our brains
do what they do through a combination of hardware (neuroanatomical
structures) and software (cognitions and chemicals). Even if the
hardware constrains how we think and who we are, we can always change
the software, reprogramming our minds—at least in theory—to make our
lives happier and more fulfilled.
Seeing inside the brain
Knowing what's going on inside someone's head has always been one of
life's mysteries. The 19th-century phrenologists thought bumps on the
skull could solve that problem. Today, neuroscientists use a variety of
different methods for "seeing" inside the brain:
Lesion studies—remain one of
the most important methods of probing the brain's secrets. If humans or
animals have suffered brain lesions (highly localized damage) and lose
very specific mental functions as a result, neuroscientists can use
that knowledge to build up a picture of which bits of the brain are
responsible for which functions.
Electroencephalography (EEG)—has
been used to measure brain activity in many experiments for the last
few decades. Electrodes are fastened to the scalp to measure the
voltage changes that are produced when the person is asked to carry out
different tasks.
CAT (computerized axial tomography)—scans (also known as CT scans) are essentially X rays of
the brain. CAT scanners
build up pictures of the brain using a narrow beam of X rays that makes
an imaginary "cut" through the brain along a particular axis and draws
a cross-section on a computer screen.
Photo: A typical CAT/CT scanner (the white circular tube in the background) and the image it creates (front, on the computer screen). Photo by courtesy of
Warren Grant Magnuson Clinical Center (CC) and US National Institutes of Health (NIH) Image Gallery.
PET (positron emission tomography)—scans trail the progress of
radioactive glucose as it
courses through the brain. In more detail: the glucose releases (or
emits) positrons (the antimatter, mirror-image equivalents of
electrons), which are rapidly annihilated when they meet electrons,
giving off a burst of gamma radiation that is picked up by the scanner.
Photo: A PET brain scan. Photo courtesy
of Lawrence Berkeley National Laboratory and
US Department of Energy.
fMRI (functional magnetic resonance imaging)—scans measure changes
in blood flow (by
sampling the electrical and magnetic activity) of a living human or
animal brain and display the results as a colorful image on a computer
screen. Experiments ask their subjects to carry out particular tasks or
think certain thoughts and then see which bits of the brain "light up"
as a result. The bright areas on an fMRI image show areas of the brain
where blood flow (and brain activity) is higher than normal. fMRI scans
can show the brain in much more detail than PET scans and their
resolution is constantly improving.
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The Human Brain Book by Rita
Carter (London: DK, 2009/2019) is a brain-imaging atlas—a comprehensive guide to our brains and
what happens inside them.
Mapping the Mind by Rita
Carter (London: Phoenix/Orion, 2013) is a 21st-century spin on
phrenology, a clear, colorful, guide to neuropsychology
that explains how scientists have successfully pinpointed mental
functions and circuits in the brain.
The Emotional Brain by Joseph
LeDoux (New York: Simon & Schuster, 1998) is a good introduction to
the neuroscience of emotions. Although it concentrates mainly on fear,
much of LeDoux's commentary is relevant to other emotions as well.
The Man Who Mistook his Wife for
a Hat by Oliver Sacks (New York: Simon & Schuster, 1998/London: Picador, 1986) is an entertaining
collection of case-studies of patients whose bizarre behavior makes
telling points about how the brain operates. The title takes its name
from a patient suffering with prosopagnosia, a highly selective
neurological disorder that disrupts a person's ability to recognize
faces but leaves other mental functions intact.
Handbook of Emotions by
Lisa Feldman Barrett, Michael Lewis & Jeanette Haviland-Jones (eds). (New York: Guilford
Press, 2016) is a comprehensive, library-type reference book that
covers most aspects of emotional behavior in. Its many chapters are
not too difficult for nonspecialists to understand.
The Psychology & Biology of
Emotion by Robert Plutchik (New York: HarperCollins, 1994) is a
more academic book offering a more detailed look at how emotions arise in
the components and circuits of the brain.
General
A History of Psychiatry by
Edward Shorter (New York: John Wiley, 1997) is a highly readable but
sometimes controversial account of how psychiatry and the treatment of
mental illness have gradually shifted onto a progressively more medical
and scientific footing.
Authentic Happiness by
Martin Seligman (New York: Simon & Schuster, 2002) introduces the concept of "positive psychology", and explains why the author believes psychologists need to shift their focus from researching depression to understanding happiness and mental well-being.
Flourish by
Martin Seligman (New York: Free Press/Simon & Schuster, 2011) is an updated version of Seligman's ideas based on the ideas originally outlined in Authentic Happiness.
Get Happy: Four Well-Being Workouts by Julie Scelfo. The New York Times, April 5, 2017. Martin Seligman shares four simple methods of feeling better about your life.
A Formula for Happiness by Arthur C. Brooks. The New York Times, December 14, 2013. It's all very well talking about the "science of happiness," but only if we know what "happiness" actually means. According to this author, "we do best to pour ourselves into faith, family, community and meaningful work."
Happiness, Philosophy and Science by Gary Gutting. The New York Times, August 31, 2011. It's all very well talking about the "science of happiness," but only if we know what "happiness" actually means.
A New Gauge to See What's Beyond Happiness by John Tierney. The New York Times, May 16, 2011. Why "positive psychology" pioneer Martin Seligman has come to view happiness as a limited concept.
This is the greatest good by Richard Layard, The Guardian, September 13, 2009. Happiness is the key measure of society's achievements, argues the LSE economist.
The Science of Love by Matthew Herper, Forbes, June 28, 2004. How and where does the brain produce the emotion we call love?
[1] Philosophers call this the "principle of sufficient reason":
nothing happens without a cause.
[2] The Age of Spiritual Machines: When Computers Exceed Human
Intelligence by Raymond Kurzweil. New York: Viking/Penguin, 1999.
[3] The brain doesn't actually light up, of course. fMRI scans
reveal which bits of the brain are most active and the computerized
pictures they draw show these areas more brightly and colorfully: our
brains light up only in other people's minds.
[4] From R.H. Wilkins Neurosurgical Classics (New York: Johnson
Reprint Corporation, 1965). Quoted in K. Walsh. Neuropsychology: A
Clinical Approach. Edinburgh: Churchill Livingstone, 1987.
[5] "...original and independent mind..." See Ch11 "Wernicke" by
Mario Horst Lanczik, Helmut Beckmann and Gundolf Keil in German Berrios
and Roy Porter (eds). A History of Clinical Psychiatry. London/New
York: Athlone Press, 1995.
[6] Quoted in A History of Psychiatry by Edward Shorter (New York:
John Wiley, 1997), p81.
[7] Quoted in "Freud" by Martin Evan Jay in Encyclopedia Britannica,
15th edition, 1999.
[8] Chapter 5. "The Psychoanalytic Hiatus" in A History of
Psychiatry by Edward Shorter (New York: John Wiley, 1997), p145.
[9] Cognition and Reality by Ulric Neisser. San Francisco: Freeman,
1976.
[10] Chapter 2: "Souls on Ice" in The Emotional Brain by Joseph
LeDoux. Paperback edition p.25.
[11] The Emotional Brain. Paperback edition p.39.
[12] King Lear, Act III Scene 6. Spoken by Edgar. The New Penguin
Shakespeare. Edited by G. K Hunter. London: Penguin, 1972.
[13] "The Myth of Mental Illness". Thomas S. Szasz. The American
Psychologist, 15:113-118 (Feb.), 1960. (p21 my copy)
[14] See R.D.Laing: A Divided Self by John Clay. London: Hodder
& Stoughton, 1996.
[15] From A Divided Self by R.D. Laing. London: Tavistock, 1960.
Penguin edition pp163-4.
[16] For a review of changing attitudes to schizophrenia, see
"Schizophrenia" by Trevor Turner in A History of Clinical Psychiatry by
German Berrios and Roy Porter (eds). London/New York: Athlone Press,
1995.
[17] See A History of Psychiatry by Edward Shorter. New York: John
Wiley, 1997.
[18] According to Richard Davidson: "... the physiological response
to a stimulus is antecedent to the emotional experience (the felt
emotion); more properly, the physiological response (sensation followed
by motor output) in fact provides the basis for the emotional
experience." From "Emotion, Plasticity, Context and Regulation:
Perspectives From Affective Neuroscience." Davidson, Jackson, and
Kalin, Psychological Review, 2000, Vol 26, No 7, 860-900.
[19] Now we can begin to see why pop-psychology ideas like
"left-brain"/"right-brain" are potentially so misleading, for the
divisions between any two parts of the brain—the front and the back,
the top and the bottom, the cortex and the structures that lie beneath
it—may be just as revealing. Consider, for example, the distinction
between the limbic system, often described as the evolutionarily old
"visceral" or feeling brain and the cortex that covers it. Here is as
clear a distinction between "emotional" and "rational" brains as
pop-psychologists like to make between the so-called "left brain" and
"right brain".
[20] Because, in the science of electricity, potential is another
word for voltage.
[21] See Martin Seligman's Authentic Happiness p. 105.
[22] From The Emotional Brain by Joseph LeDoux, Ch 4. "The Holy
Grail". Paperback edition p.103. LeDoux makes a similar point
elsewhere: "There is no such thing as an 'emotion' facility in the
brain and no single system dedicated to this phantom function. If we
want to understand the various phenomena we call emotion, we have to
focus on specific types." Emotion—iceberg of the brain" by Joseph
LeDoux. In Mapping the Mind by Rita Carter, p.155.
[23] Adolphs, Tranel, and Damasio (1998) quoted in Davidson "Toward
a Biology of Personality and Emotion".
[24] Zalla et al, 2000. Quoted in Davidson "Well Being and Affective
Style".
[25] Walsh diagram p15.
[26] Davidson "Toward a Biology of Personality and Emotion".
[27] Miller & Cohen (2001). Quoted in Davidson "Affective
Neuroscience and Psychophysiology".
[28] Wheeler, Davidson, and Tomarken (1993). Quoted in Davidson
"Affective Neuroscience and Psychophysiology".
[29] Urry et al. "Making a Life Worth Living." (2004). Psychological
Science Vol 15 Number 6 p367.
[30] Davidson et al. Science 28 July 2000, p.591.
[31] Kay Redfield Jamison. "An Unquiet Mind" New York: Alred A.
Knopf, 1995. (p211 my copy).
[32] Dalai Lama and Cutler. "The Art of Happiness" (1998). pp44-45.
Quoted in Davidson "Well Being and Affective Style".
[33] Blood and Zatorre. "Intensely pleasurable responses to music
correlate with activity in brain regions implicated in reward and
emotion". PNAS, September 25, 2001, Vol. 98 No. 20 pp11818-11823.
[34] Dana M. Small, Robert J. Zatorre, Alain Dagher, Alan C. Evans
and Marilyn Jones-Gotman. "Changes in brain activity related to eating
chocolate." Brain, Vol. 124, No. 9, pp.1720-1733, September 2001.
[35] Paper delived to 32nd Annual Meeting of Society for
Neuroscience.
[36] MS George, TA Ketter, PI Parekh, B Horwitz, P Herscovitch and
RM Post. "Brain activity during transient sadness and happiness in
healthy women." Am J Psychiatry 1995; 152:341-351.
[37] RD Lane, EM Reiman, GL Ahern, GE Schwartz and RJ Davidson.
"Neuroanatomical correlates of happiness, sadness, and disgust." Am J
Psychiatry 1997; 154:926-933.
[39] Celeste Biever, "Rat Brain Flies Jet," New Scientist, 25 October 2004.
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Bibtex
@misc{woodford_happiness,
author = "Woodford, Chris",
title = "Science of Happiness",
publisher = "Explain that Stuff",
year = "2004",
url = "https://www.explainthatstuff.com/scienceofhappiness.html",
urldate = "2022-11-08"
}